Compliance Officer – Monitoring & Control Execution 80-100% (f/m/d)

Responsibilities

• Develop, evaluate, and refine effective 2LoD controls tailored to key compliance risks.
• Perform timely and accurate execution of recurring compliance controls, focusing on client suitability assessments.
• Partner with Client-Facing Units to address control weaknesses via structured remediation workflows.
• Conduct thorough analysis and validation of control outputs and exception reports.
• Participate in regular coordination meetings with Business Relationship Managers to discuss findings and escalate issues.
• Act as the central point of contact during internal audits and external supervisory reviews.
• Translate operational insights into concrete recommendations for improving compliance processes.
• Contribute to the development and update of compliance policies.

Requirements

• Completed banking apprenticeship or university degree in Banking & Finance, Business Administration, or a related field.
• Minimum of 3 years’ experience in Private Banking, ideally within Compliance, Risk Management, or a control function.
• Solid understanding of client suitability rules and processes (e.g., MiFID II principles, internal CRM protocols).
• Familiarity with core private banking activities and associated conduct & operational risks.
• Advanced user of MS Office Suite, particularly Excel and PowerPoint.
• Fluency in English (written and spoken).

Nice to have

• Other languages are an advantage.

How to apply

Documents to submit:

• Full job application